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Course Outline
Introduction to ISO 37301 and Compliance Management
- An overview of ISO 37301 and its intended purpose
- Core compliance principles: integrity, accountability, and transparency
- Distinguishing between ISO 19600 and ISO 37301
Organizational Context and Leadership Roles
- Analyzing the internal and external context of the organization
- The responsibilities of top management and the role of leadership
- Formulating a compliance policy along with strategic objectives
Planning and Supportive Functions
- Evaluating compliance risks and defining mitigation strategies
- Requirements for competence, awareness, and effective communication
- Documentation and resource allocation for the CMS
Operational Controls and Compliance Workflows
- Defining operational procedures and assigning responsibilities
- Addressing outsourcing and third-party compliance considerations
- Documenting specific compliance obligations and control measures
Monitoring, Assessment, and Reporting
- Measuring compliance performance and establishing KPIs
- Performing internal audits and compliance evaluations
- Managing compliance reporting and escalation protocols
Management Review and Continuous Improvement
- Assessing system performance and incorporating leadership insights
- Resolving noncompliance issues and implementing corrective actions
- Driving the continual enhancement of the CMS
Certification, Integration, and Future-Proofing
- Procedures for ISO 37301 certification and third-party audits
- Integrating with ISO 37001, ISO 9001, or ISO 27001 frameworks
- Exploring emerging compliance trends and digital governance
Course Summary and Recommended Next Steps
Requirements
- A foundational grasp of compliance and risk-related principles
- Familiarity with general management system standards
- Professional background in regulatory, legal, or internal control roles
Target Audience
- Compliance officers and internal control managers
- Auditors, legal counsel, and risk specialists
- Senior executives and governance leaders focused on upholding compliance integrity
14 Hours
Testimonials (1)
Theory followed by practical examples and exercices. Job well done!