Get in Touch

Course Outline

Introduction to ISO 37301 and Compliance Management

  • An overview of ISO 37301 and its intended purpose
  • Core compliance principles: integrity, accountability, and transparency
  • Distinguishing between ISO 19600 and ISO 37301

Organizational Context and Leadership Roles

  • Analyzing the internal and external context of the organization
  • The responsibilities of top management and the role of leadership
  • Formulating a compliance policy along with strategic objectives

Planning and Supportive Functions

  • Evaluating compliance risks and defining mitigation strategies
  • Requirements for competence, awareness, and effective communication
  • Documentation and resource allocation for the CMS

Operational Controls and Compliance Workflows

  • Defining operational procedures and assigning responsibilities
  • Addressing outsourcing and third-party compliance considerations
  • Documenting specific compliance obligations and control measures

Monitoring, Assessment, and Reporting

  • Measuring compliance performance and establishing KPIs
  • Performing internal audits and compliance evaluations
  • Managing compliance reporting and escalation protocols

Management Review and Continuous Improvement

  • Assessing system performance and incorporating leadership insights
  • Resolving noncompliance issues and implementing corrective actions
  • Driving the continual enhancement of the CMS

Certification, Integration, and Future-Proofing

  • Procedures for ISO 37301 certification and third-party audits
  • Integrating with ISO 37001, ISO 9001, or ISO 27001 frameworks
  • Exploring emerging compliance trends and digital governance

Course Summary and Recommended Next Steps

Requirements

  • A foundational grasp of compliance and risk-related principles
  • Familiarity with general management system standards
  • Professional background in regulatory, legal, or internal control roles

Target Audience

  • Compliance officers and internal control managers
  • Auditors, legal counsel, and risk specialists
  • Senior executives and governance leaders focused on upholding compliance integrity
 14 Hours

Number of participants


Price per participant

Testimonials (1)

Upcoming Courses

Related Categories